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Mutual exchange
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881	Microsoft Word - MMWG - JB Transmittal Memo to JVM.doc Add to Reading List Source URL: www.ici.org Language: English Funds Financial services Collective investment schemes Subprime mortgage crisis Money market fund Mutual fund Closed-end fund Exchange-traded fund Investment management Financial economics Investment Finance
882	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Eaton Vance Management, et al.; Notice of Application November 6, 2014 Agency: Securities and Exchange Commission (“Commission” Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 19:52:29 Funds Financial services Collective investment schemes Financial markets Exchange-traded fund Net asset value Mutual fund Securities and Exchange Commission Arbitrage Financial economics Investment Finance
883	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]November 7, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Order Disapproving a Proposed Rule Change to Adopt Rule[removed]k) t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-10 12:12:27 Financial services Collective investment schemes Institutional investors Exchange-traded fund Mutual fund Net asset value Security Securities and Exchange Commission Nuveen Investments Financial economics Investment Funds
884	ICI RESEARCH PERSPECTIVE 1401 H STREET, NW, SUITE 1200 \| WASHINGTON, DC 20005 \| [removed] \| WWW.ICI.ORG WHAT’S INSIDE 1 U.S. Household Ownership of Mutual Funds in 2014 Add to Reading List Source URL: www.ici.org Language: English Financial services Collective investment schemes Mutualism Mutual fund Exchange-traded fund Individual retirement account Pension Retirement 401 Financial economics Investment Funds
885	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Morgan Creek Global Equity Long/Short Institutional Fund, et al.; Notice of Application December 11, 2014 Agency: Securities and Ex Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-12 07:54:43 Financial services Funds 76th United States Congress United States securities law Mutual fund fees and expenses Mutual fund Investment Advisers Act Investment Company Act Net asset value Financial economics Investment Finance
886	SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 270 [Release Nos[removed]; [removed]; IC-31004; File No. S7[removed]RIN 3235-AK50 Investment Company Advertising: Target Date Retirement Fund Names and Marketing AGEN Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-11 12:37:33 Target date fund Mutual fund Dodd–Frank Wall Street Reform and Consumer Protection Act Investment management Asset allocation Risk Rate of return Futures contract Collective investment scheme Financial economics Investment Finance
887	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 22, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Dis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 08:55:42 Financial services Collective investment schemes Finance Exchange-traded fund Mutual fund Investment Advisor Financial adviser Closed-end fund American depositary receipt Financial economics Investment Funds
888	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 21, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-21 17:17:34 Investment banks Citigroup Credit Suisse U.S. Securities and Exchange Commission Mutual fund scandal Investment Primary dealers Financial economics
889	Nova Scotia Securities Commission -- MFDA Recognition Order Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-11-11 14:58:24 Auditing Corporate governance 73rd United States Congress United States Securities and Exchange Commission Audit committee Financial regulation Securities Act Financial economics Mutual Fund Dealers Association United States securities law Business
890	Microsoft Word - NQ-TD 1-14.docx Add to Reading List Source URL: ssc.nwservicecenter.com Language: English - Date: 2014-04-08 08:36:50 Financial services Funds Financial markets Equity securities Net asset value Exchange-traded fund Mutual fund Valuation Stock fund Financial economics Investment Finance

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